CHICAGO – December 16, 2015 - Anthony Pecora has joined Associated Bank as senior vice president, director of compliance. In this role, he oversees the compliance program for Associated Investment Services, Inc.
With over 20 years of legal and compliance experience, his specialties include brokering, investment advising, trust, and capital markets regulation. Prior to joining Associated, Pecora served as senior vice president, head of compliance with Northern Trust Asset Management. In that role, he led the team responsible for the company’s global asset management compliance function.
Pecora earned a Juris Doctor degree with honors from DePaul University and a bachelor’s degree in business administration magna cum laude from Bryant University. He also holds FINRA Series 7, 24, and 63 securities licenses. His office is located at 525 W. Monroe St.